WHO NEEDS THIS?

• An Advisor or Enterprise who is on boarding a new advisor or group  from a different Broker Dealer or RIA
• An Enterprise/ OSJ who needs supplemental support for on boarding a new advisor or group

INFORMATION WE NEED:

• Are they moving to  Corporate? RIA? (Paperwork is different)
• Type of Accounts, Advisory Accounts require more Paperwork than Brokerage (if moving to a RIA).
• Trust Accounts require more paperwork as well than Individual Accounts.
• How is the information going to be provided? or do we have to gather it? Do we need to create a sheet for the advisor to complete with client information?
• How is the paperwork going to be delivered to client? Fedex, DocuSign, Regular Mail?
• When paperwork is signed is it returning to advisor for processing? or returning to the assistant to process?
• Follow up for Account Transfers?

 Remote Advisor Resources is not affiliated with any broker/dealer or financial institution