ADVISOR TRANSITON

Who needs this?

An Advisor or Enterprise who is onboarding a new advisor or group from a different Broker Dealer.
An Enterprise/ OSJ who needs supplemental support for onboarding a new advisor or group

Are they moving to Corporate? RIA? (Paperwork is different)
Type of Accounts, Advisory Accounts require more Paperwork than Brokerage (if moving to a RIA).
Trust Accounts require more paperwork as well than Individual Accounts.
How is the information going to be provided? or do we have to gather it? Do we need to create a sheet for the advisor to complete with client information?
How is the paperwork going to be delivered to client? Fedex, DocuSign, Regular Mail?
When paperwork is signed is it returning to advisor for processing? or returning to the assistant to process?
Follow up for Account Transfers?

Remote Advisor Resources is not affiliated with any broker/dealer